SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
325 CAPITAL LLC

(Last) (First) (Middle)
200 PARK AVENUE
17TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2022
3. Issuer Name and Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [ TACT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,010,576 I See Footnotes(1)(2)(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
325 CAPITAL LLC

(Last) (First) (Middle)
200 PARK AVENUE
17TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Braner Michael David

(Last) (First) (Middle)
200 PARK AVENUE
17TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
1. Name and Address of Reporting Person*
FRIEDBERG DANIEL M.

(Last) (First) (Middle)
200 PARK AVENUE
17TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Shrivastava Anil K

(Last) (First) (Middle)
200 PARK AVENUE
17TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
Explanation of Responses:
1. In addition to 325 Capital LLC, a Delaware Limited Liability Company ("325 Capital"), this Form 3 is being filed jointly by Anil K. Shrivastava, a citizen of the United States of America, Michael D. Braner, a citizen of the United States of America, and Daniel M. Friedberg, a citizen of the United States of America, each of whom may be deemed to have a pecuniary interest in the securities reported on this Form 3 ("Subject Securities").
2. 325 Capital, as the investment adviser to certain affiliated investment funds and certain separately managed accounts, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of their position as Managing Partners of 325 Capital, Messrs. Braner, Friedberg, and Shrivastava may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Exchange Act.
3. Each of the Reporting Persons disclaims any beneficial ownership of any of the subject securities, except to the extent of any pecuniary interest therein.
/s/ 325 Capital LLC, By: /s/ Michael D. Braner, Name: Michael D. Braner, Title: Managing Partner 01/31/2022
/s/ Michael D. Braner 01/31/2022
/s/ Daniel M. Friedberg 01/31/2022
/s/ Anil K. Shrivastava 01/31/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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