1 SECURITIES AND EXCHANGE COMMISSION Washington, DC. 20549 FORM 10-K/A (Mark One) (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1997 or ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 [No Fee Required] For the transition period from to . Commission file number: 0-21121 TRANSACT TECHNOLOGIES INCORPORATED (Exact name of registrant as specified in its charter)
DELAWARE 06-1456680 (State or other jurisdiction of incorporation or (I.R.S. Employer Identification No.) organization) 7 LASER LANE, WALLINGFORD, CT 06492 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code 203-269-1198 2 PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K. (A) THE FOLLOWING FINANCIAL STATEMENTS AND EXHIBITS ARE FILED AS PART OF THIS REPORT: (i) None. (ii) None. (iii) List of exhibits. 10.29 Amendment to OEM Purchase Agreement by and between Okidata and Tridex, dated May 31, 1996. (Pursuant to Rule 24b-2 under the Exchange Act, the Company has requested confidential treatment of portions of this exhibit deleted from the filed copy.) 3 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. TRANSACT TECHNOLOGIES INCORPORATED By: /s/ Bart C. Shuldman ----------------------------------- Bart C. Shuldman President, Chief Executive Officer and Director Date: July 23, 1998 Pursuant to the requirements of the Securities Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature Title Date - --------- ----- ---- /s/ Bart C. Shuldman President, Chief Executive Officer and July 23, 1998 - ------------------------------------ Director Bart C. Shuldman (Principal Executive Officer) /s/ Richard L. Cote Executive Vice President, Chief Financial July 23, 1998 - ------------------------------------ Officer, Treasurer, Secretary and Director Richard L. Cote (Principal Financial Officer) /s/ Steven A. DeMartino Corporate Controller July 23, 1998 - ------------------------------------ (Principal Accounting Officer) Steven A. DeMartino /s/ Thomas R. Schwarz Chairman of the Board and Director July 23, 1998 - ------------------------------------ Thomas R. Schwarz Director - ------------------------------------ Graham Y. Tanaka Director - ------------------------------------ Charles A. Dill 4 EXHIBIT LIST The following exhibits are filed herewith.
Exhibit - ------- 10.29 Amendment to OEM Purchase Agreement by and between Okidata and Tridex, dated May 31, 1996. (Pursuant to Rule 24b-2 under the Exchange Act, the Company has requested confidential treatment of portions of this exhibit deleted from the filed copy.)
1 TRANSACT TECHNOLOGIES INCORPORATED EXHIBIT 10.29 May 31, 1996 Mr. Bart Shuldman Ithaca Peripherals Incorporated 7 Laser Lane Wallingford, CT 06492 Re: OEM Agreement Dear Bart: The purpose of this letter is to renew our OEM Agreement for another two (2) year pricing term which will begin August 28, 1995 and expire August 28, 1997, with deliveries to be completed by February 28, 1998, and to replace Exhibit A with the new Exhibit A as attached. The terms and conditions of this new Agreement will be as stated in the OEM Agreement which we entered in January 21, 1991 and all subsequent agreed upon amendments made thereto. This Agreement will be subject to the provisions of a Strategic Agreement dated May 9, 1996, between the Parties. Accordingly, the term of this Agreement will be five (5) years, coincident with the Strategic Agreement. If you agree to this renewal contract, please indicate your acceptance by signing both originals in the space provided. Retain one duplicate original for your records and return the other to my attention. Certainly we appreciate our long standing business relationship as we look forward to continued success in the future. Sincerely, Ithaca Peripherals Incorporated /s/ Bart C. Shuldman ------------------------------- (Signature) /s/ David L. Vaughn - ------------------------------- David L. Vaughn Bart C. Shuldman Manager, Legal Affairs ------------------------------- (Name) Enclosure May 31, 1996 c: T. Donahue ------------------------------- E. Morris (Date) J. Rowley 2 EXHIBIT A * CONFIDENTIAL TREATMENT REQUESTED * Specified Quantity Other pricing is provided for retroactive pricing as necessary NOTE: The Product contained in this Exhibit "A" Agreement is NOT covered by an OKIDATA warranty and does not include a ribbon cassette, AC line cord or carriage shaft. jb 4/25/96
Specification Order Quantity ITHACA Price Product Number Mult - ---------------------------------------------------------------------------------- ITHACA ML 172 Parks Kit, 58221401 500 * * IBM Parallel 120 VAC. ITHACA ML 172 Parts Kit, 58221402 500 * * IBM Parallel, 220 VAC. ITHACA ML 172 Parts Kit, 58221501 500 * * IBM RS-232C Serial, 120 VAC. ITHACA ML 172 Parts Kit, 58221502 500 * * IBM RS-232C Serial, 220 VAC. ITHACA ML 184T Parts Kit, 58236101 500 * * IBM Parallel, 120 VAC. ITHACA ML 184T Parts Kit, 58236102 500 * * IBM Parallel, 220 VAC. ITHACA M90 Kit 58238101 500 * * * * * * * *